Ching Sau Tam
譚清秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Sau Tam (譚清秀), a licensed Representative with CE reference ATC204. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-06 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-06 | present |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-16 | 2024-07-04 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-16 | 2024-07-04 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-26 | 2023-01-13 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-26 | 2023-01-13 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-07 | 2018-02-01 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-03 | 2018-02-01 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-04 | 2016-12-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2014-08-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-20 | 2010-06-09 |