Po Chu Lee
李寶珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Chu Lee (李寶珠), a licensed Responsible Officer with CE reference ATD387. Currently licensed at 1 firm(s): CL Strategic Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CL Strategic Management Limited |
RO | Type 4 — Advising on securities | 2022-08-12 | present |
| CL Strategic Management Limited |
RO | Type 9 — Asset management | 2022-08-12 | present |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-23 | 2020-01-23 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-17 | 2019-07-23 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-11 | 2020-01-23 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-11 | 2020-01-23 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-04-11 | 2018-05-20 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-11 | 2018-05-20 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-17 | 2015-10-25 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-24 | 2014-10-26 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-24 | 2014-10-26 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-04-24 | 2014-10-26 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2011-05-09 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-03 | 2011-05-09 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-08-10 | 2011-05-09 |