Ying Tung Lau
劉應東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Tung Lau (劉應東), a licensed Responsible Officer with CE reference ATD665. Currently licensed at 2 firm(s): I Win Securities Limited, I Win Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-24 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-24 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-24 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2020-09-25 | 2020-12-21 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-10 | 2020-12-21 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-10 | 2020-12-21 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-30 | 2020-05-15 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-30 | 2020-05-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-17 | 2014-06-30 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2013-09-17 | 2014-06-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-11 | 2013-09-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-16 | 2014-06-30 |