Roy Hui
許諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Hui (許諾), a licensed Responsible Officer with CE reference ATE232. Currently licensed at 1 firm(s): Halcyon Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-21 | present |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-20 | present |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-20 | 2017-12-21 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-11 | 2015-07-10 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-11 | 2015-07-10 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-04 | 2012-08-31 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-04 | 2012-08-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-05 | 2011-10-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-05 | 2011-10-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-08 | 2011-10-31 |