Pranav Chowdhary
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pranav Chowdhary ( ), a licensed former licensee with CE reference ATF072. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2017-11-13 | 2020-07-03 |
| Citadel Securities (Hong Kong) Limited |
RO | Type 2 — Dealing in futures contracts | 2017-11-13 | 2020-07-03 |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2015-12-30 | 2017-11-13 |
| Citadel Securities (Hong Kong) Limited |
Rep | Type 2 — Dealing in futures contracts | 2015-12-30 | 2017-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-06-09 | 2015-09-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-06-09 | 2015-09-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-06-09 | 2015-09-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-10-16 | 2014-03-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-16 | 2014-03-08 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-16 | 2014-03-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-29 | 2012-06-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-29 | 2012-06-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-06-29 | 2012-06-02 |