Ai Iwasaki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ai Iwasaki ( ), a licensed former licensee with CE reference ATG867. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-05 | 2014-02-20 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-05 | 2014-02-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-07-02 | 2012-06-22 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-02 | 2012-06-22 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-07-02 | 2012-06-22 |