Mei Shu
舒梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Shu (舒梅), a licensed former licensee with CE reference ATH854. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-05-21 | 2021-11-07 |
| Leo Capital Corp (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-05-21 | 2021-11-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-01 | 2019-10-03 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-29 | 2011-08-02 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2011-06-29 | 2011-08-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2009-07-09 | 2011-03-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2009-07-09 | 2011-03-04 |