Shaohuai Hong
洪少懷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaohuai Hong (洪少懷), a licensed Representative with CE reference ATI031. Currently licensed at 1 firm(s): Zhongtai International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-06 | present |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-25 | present |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-06 | 2021-05-31 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-04 | 2013-01-11 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-29 | 2011-01-01 |