Yi (SFC:ATI179) Liu
劉義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:ATI179) Liu (劉義), a licensed Representative with CE reference ATI179. Currently licensed at 1 firm(s): Nan Fung Trinity (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 1 — Dealing in securities | 2024-07-11 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 4 — Advising on securities | 2024-07-11 | present |
| Nan Fung Trinity (HK) Limited | Rep | Type 9 — Asset management | 2024-07-11 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-20 | 2009-10-10 |