Xuxiao Jiang
江旭晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuxiao Jiang (江旭晓), a licensed Responsible Officer with CE reference ATI407. Currently licensed at 1 firm(s): Q Fund Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 |
RO | Type 9 — Asset management | 2017-06-01 | present |
| Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-27 | 2017-06-01 |
| Pine River Capital Management (HK) Limited | RO | Type 9 — Asset management | 2015-12-15 | 2017-02-28 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2012-10-04 | 2015-12-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2012-09-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-02 | 2012-09-01 |