Tsz Yan Janice Tang
鄧子欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yan Janice Tang (鄧子欣), a licensed former licensee with CE reference ATI680. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-12 | 2022-01-31 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-17 | 2019-02-10 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-29 | 2019-02-10 |
| PINE FIELD CAPITAL PARTNERS (HK) LIMITED 松域資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-01 | 2014-01-17 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-27 | 2012-07-31 |