Xiao Xu
徐霄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Xu (徐霄), a licensed Responsible Officer with CE reference ATL670. Currently licensed at 1 firm(s): Allfunds Hong Kong Limited . Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allfunds Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2021-05-04 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-29 | 2010-07-24 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-29 | 2010-07-24 |