Jimmy Hsien Yi Hao
郝先奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Hsien Yi Hao (郝先奕), a licensed Representative with CE reference ATM933. Currently licensed at 1 firm(s): LGT Capital Partners (Asia-Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-09-03 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2018-09-03 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 9 — Asset management | 2018-09-03 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-10 | 2010-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-10 | 2010-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-08-10 | 2010-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-08-10 | 2010-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-10 | 2010-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-10 | 2010-09-30 |