Yun Feng
馮贇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Feng (馮贇), a licensed former licensee with CE reference ATN364. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2020-05-05 | 2023-12-29 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2018-03-16 | 2020-05-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-13 | 2017-10-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-13 | 2017-10-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | 2015-07-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | 2015-07-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-08-17 | 2015-07-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-08-17 | 2015-07-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-17 | 2015-07-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-17 | 2015-07-02 |