Siu Kau Lau
劉紹裘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kau Lau (劉紹裘), a licensed Representative with CE reference ATN414. Currently licensed at 2 firm(s): Emperor Securities Limited, Emperor Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-09 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-09 | present |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | 2011-01-31 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2009-08-17 | 2010-08-06 |