Tsz Hin Lee
李子軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Hin Lee (李子軒), a licensed Responsible Officer with CE reference ATN988. Currently licensed at 1 firm(s): Junxin Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Junxin Capital Management Limited 雋信資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-07 | present |
| Junxin Capital Management Limited 雋信資本管理有限公司 |
RO | Type 9 — Asset management | 2022-06-07 | present |
| N Plus Capital Limited | RO | Type 4 — Advising on securities | 2021-05-14 | 2022-05-31 |
| N Plus Capital Limited | RO | Type 9 — Asset management | 2021-05-14 | 2022-05-31 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-20 | 2020-09-01 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-20 | 2020-09-01 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-15 | 2019-08-20 |
| BG Asset Management Limited 北港資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-03 | 2019-02-28 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-13 | 2017-06-01 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-18 | 2017-03-13 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-19 | 2016-02-18 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-29 | 2015-10-19 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-13 | 2014-12-11 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-13 | 2014-12-11 |