Ting Pong Law
羅定邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Pong Law (羅定邦), a licensed Responsible Officer with CE reference ATO654. Currently licensed at 1 firm(s): Athena Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-31 | present |
| Athena Wealth Management Limited 智富財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-17 | present |
| Athena Wealth Management Limited 智富財富管理有限公司 |
RO | Type 9 — Asset management | 2017-07-17 | present |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-18 | 2017-07-17 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-18 | 2017-07-17 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-16 | 2013-01-07 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2012-08-16 | 2013-01-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-16 | 2012-07-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-19 | 2012-07-01 |