Qiong (SFC:ATQ759) Wu
吳穹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiong (SFC:ATQ759) Wu (吳穹), a licensed former licensee with CE reference ATQ759. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Passage Investment Management Limited 靜遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-14 | 2019-03-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-11 | 2012-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-11 | 2012-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-11 | 2012-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-31 | 2010-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-31 | 2010-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-31 | 2010-05-04 |