Grace Weiying Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Weiying Yan ( ), a licensed former licensee with CE reference ATQ907. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-11 | 2017-03-22 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-11 | 2025-07-01 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2014-06-11 | 2025-07-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-01 | 2013-12-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-01 | 2013-12-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2009-09-01 | 2013-12-10 |