Tak Wah Yeung
楊德華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wah Yeung (楊德華), a licensed Responsible Officer with CE reference ATR495. Currently licensed at 1 firm(s): Sky Wealth Asset Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 31.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-09 | present |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-09 | present |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-27 | 2024-01-09 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-27 | 2024-01-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-19 | 2023-10-20 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2023-05-19 | 2023-10-20 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-12 | 2023-05-19 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-12 | 2023-10-20 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-04-12 | 2023-05-19 |
| Conrad Investment Services Limited |
RO | Type 1 — Dealing in securities | 2021-07-27 | 2023-03-17 |
| Conrad Investment Services Limited |
RO | Type 4 — Advising on securities | 2021-07-27 | 2023-03-17 |
| Conrad Investment Services Limited |
RO | Type 9 — Asset management | 2021-07-27 | 2023-03-17 |
| Conrad Investment Services Limited |
Rep | Type 1 — Dealing in securities | 2021-06-02 | 2021-07-27 |
| Conrad Investment Services Limited |
Rep | Type 4 — Advising on securities | 2021-06-02 | 2021-07-27 |
| Conrad Investment Services Limited |
Rep | Type 9 — Asset management | 2021-06-02 | 2021-07-27 |
| Elstone Asset Management Limited 千里碩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-18 | 2021-05-31 |
| Elstone Asset Management Limited 千里碩資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-18 | 2021-05-31 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-02 | 2021-05-31 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-07-02 | 2021-05-31 |
| Conrad Investment Services Limited |
RO | Type 4 — Advising on securities | 2018-12-21 | 2020-05-29 |
| Conrad Investment Services Limited |
RO | Type 1 — Dealing in securities | 2018-09-18 | 2020-05-29 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
RO | Type 4 — Advising on securities | 2017-12-01 | 2018-07-18 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-21 | 2018-07-18 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-09 | 2017-12-01 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-04 | 2017-02-21 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2014-03-30 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-25 | 2014-03-30 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-15 | 2011-07-22 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-15 | 2011-07-22 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-07 | 2010-11-10 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-07 | 2010-11-10 |