Alain Jean-Philippe Bertet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Jean-Philippe Bertet ( ), a licensed former licensee with CE reference ATS633. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-17 | 2010-03-08 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-17 | 2010-03-08 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-17 | 2010-03-08 |