Yat Yin Lui
呂逸賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Yin Lui (呂逸賢), a licensed former licensee with CE reference ATT820. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-28 | 2018-11-04 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-28 | 2018-11-04 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-27 | 2017-07-03 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-03-27 | 2017-07-03 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2017-03-27 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-09 | 2017-03-27 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-21 | 2014-09-28 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-21 | 2014-09-28 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-04 | 2012-11-04 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-28 | 2012-11-04 |