Edwin Alonzo Barnes IV
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edwin Alonzo Barnes IV ( ), a licensed former licensee with CE reference ATT837. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2014-06-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-10-02 | 2014-06-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-10-02 | 2014-06-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-02 | 2010-08-20 |