Wei (SFC:ATV553) Shang
商瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:ATV553) Shang (商瑋), a licensed former licensee with CE reference ATV553. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-15 | 2023-05-30 |
| Grand Rich Futures Limited 浩豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-10-15 | 2023-05-30 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 4 — Advising on securities | 2019-10-15 | 2023-05-30 |
| Grand Rich Futures Limited 浩豐期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-10-15 | 2023-05-30 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-08 | 2019-10-15 |
| Grand Rich Futures Limited 浩豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-08 | 2019-10-15 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-08 | 2019-10-15 |
| Grand Rich Futures Limited 浩豐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-08-08 | 2019-10-15 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-06-05 | 2018-06-29 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-04 | 2019-07-31 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-04 | 2015-06-05 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-28 | 2015-04-27 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-28 | 2015-04-27 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-28 | 2015-04-27 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-22 | 2013-04-20 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-22 | 2013-04-20 |