Sau Wan Lam
林秀雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wan Lam (林秀雲), a licensed former licensee with CE reference ATW964. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-07 | 2011-08-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-19 | 2010-04-13 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-19 | 2010-04-13 |