Tsz Chung Tam
譚子聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chung Tam (譚子聰), a licensed Responsible Officer with CE reference ATX450. Currently licensed at 1 firm(s): Greater China Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-03 | present |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-16 | 2021-10-01 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-16 | 2021-10-01 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-06 | 2019-09-16 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-06 | 2019-09-16 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 — Asset management | 2018-04-06 | 2021-10-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-02 | 2017-08-11 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-02 | 2017-08-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-08 | 2012-03-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-08 | 2012-03-24 |