Susan Woon Ying Shiu
邵煥英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Woon Ying Shiu (邵煥英), a licensed former licensee with CE reference AUA244. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-25 | 2019-10-31 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-25 | 2019-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-10-05 | 2011-01-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-05 | 2011-01-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-02-25 | 2010-05-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-25 | 2010-05-25 |