Chi Wai Yau
邱志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Yau (邱志偉), a licensed former licensee with CE reference AUA441. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mint Capital Limited | RO | Type 4 — Advising on securities | 2025-09-17 | 2026-05-10 |
| Mint Capital Limited | RO | Type 9 — Asset management | 2025-09-17 | 2026-05-10 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-28 | 2025-09-12 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
RO | Type 4 — Advising on securities | 2024-08-28 | 2025-09-12 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-28 | 2025-09-12 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-04-29 | 2025-09-12 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-22 | 2024-02-28 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-05 | 2020-06-22 |
| RaffAello Capital Limited | RO | Type 6 — Advising on corporate finance | 2015-08-03 | 2020-02-25 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2015-06-17 | 2015-08-03 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-02-04 | 2015-06-14 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-02 | 2015-06-14 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-10-02 | 2015-02-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-03 | 2013-09-22 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-03 | 2013-09-22 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-03 | 2013-09-22 |