Arnold Cheong Yip Chan
陳昌業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnold Cheong Yip Chan (陳昌業), a licensed Responsible Officer with CE reference AUB084. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-15 | 2022-06-30 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-04-06 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-12 | 2019-01-15 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-29 | 2017-04-06 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-04 | 2011-12-16 |