Wing Leung Poon

潘永亮
CE No. AUC296 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Leung Poon (潘永亮), a licensed Responsible Officer with CE reference AUC296. Currently licensed at 2 firm(s): KGI Futures (Hong Kong) Limited, KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2019-01-09 present
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2017-10-03 present
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2014-09-10 2017-10-02
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2014-09-10 2019-01-09
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities 2009-11-05 2014-08-16

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