Neil Murray Sheppard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Murray Sheppard ( ), a licensed former licensee with CE reference AUC311. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bletchley Park Asset Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2020-07-29 | 2022-07-21 |
| Bletchley Park Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2020-07-29 | 2022-07-21 |
| Bletchley Park Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2019-10-16 | 2020-07-29 |
| Bletchley Park Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2019-09-24 | 2020-07-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-23 | 2019-04-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-23 | 2019-04-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-12-23 | 2019-04-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-11 | 2019-04-08 |