Hao (SFC:AUD136) Yuan
袁浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao (SFC:AUD136) Yuan (袁浩), a licensed former licensee with CE reference AUD136. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-21 | 2018-01-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-21 | 2018-01-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-21 | 2018-01-22 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-01 | 2017-03-21 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-01 | 2017-03-21 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-01 | 2017-03-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-12 | 2010-07-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-12 | 2010-07-13 |