Zuo Xiang
向左
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zuo Xiang (向左), a licensed former licensee with CE reference AUG690. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silk Road Finance Asia Limited |
RO | Type 9 — Asset management | 2017-06-02 | 2018-12-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2011-06-07 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-03 | 2011-06-07 |