Dong Chen
陳東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Chen (陳東), a licensed Responsible Officer with CE reference AUI402. Currently licensed at 1 firm(s): Right Time Asset Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-08 | present |
| Right Time Asset Management Company Limited 時和資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-08 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-12-21 | 2015-12-11 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
RO | Type 9 — Asset management | 2009-12-21 | 2015-12-11 |