Bin Gao
高濱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bin Gao (高濱), a licensed Responsible Officer with CE reference AUJ829. Currently licensed at 1 firm(s): Kaifeng Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaifeng Investment Management (Hong Kong) Limited 凱豐投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-04 | present |
| Kaifeng Investment Management (Hong Kong) Limited 凱豐投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-11-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2014-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-05-26 | 2014-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-01-04 | 2014-03-27 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-04 | 2010-09-06 |