Yuen Ching Lam
林琬靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ching Lam (林琬靖), a licensed former licensee with CE reference AUK296. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-11 | 2013-06-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-01-11 | 2013-06-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-16 | 2013-06-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-16 | 2013-06-17 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2010-02-01 | 2010-11-29 |