Kian Lee Bernard Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kian Lee Bernard Lim ( ), a licensed former licensee with CE reference AUM596. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-14 | 2017-06-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-11 | 2010-03-20 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-11 | 2010-03-20 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-01-11 | 2010-03-20 |