Matthieu William Christian Henri Parot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthieu William Christian Henri Parot ( ), a licensed former licensee with CE reference AUM827. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-07-04 | 2025-08-31 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2022-07-04 | 2025-08-31 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2016-01-08 | 2022-06-10 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2016-01-08 | 2022-06-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-10 | 2016-01-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-10 | 2016-01-01 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-15 | 2015-03-12 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-15 | 2015-03-12 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-11-25 | 2014-08-29 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-11-25 | 2014-08-29 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2010-01-12 | 2010-11-16 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-12 | 2010-11-16 |