Charles Yau Kung Wong
黃友恭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yau Kung Wong (黃友恭), a licensed former licensee with CE reference AUN422. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Confluent Capital Limited 翔盈资本有限公司 |
RO | Type 4 — Advising on securities | 2020-08-13 | 2020-10-23 |
| Confluent Capital Limited 翔盈资本有限公司 |
RO | Type 9 — Asset management | 2020-08-13 | 2020-10-23 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-23 | 2020-08-03 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 — Advising on securities | 2020-03-23 | 2020-08-03 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 9 — Asset management | 2020-03-23 | 2020-08-03 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-11 | 2020-03-23 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-11 | 2020-03-23 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 9 — Asset management | 2020-02-11 | 2020-03-23 |
| DigitalBridge Management Asia Limited |
RO | Type 1 — Dealing in securities | 2010-07-20 | 2018-03-26 |
| DigitalBridge Management Asia Limited |
RO | Type 4 — Advising on securities | 2010-07-20 | 2018-03-26 |
| DigitalBridge Management Asia Limited |
RO | Type 9 — Asset management | 2010-07-20 | 2018-03-26 |