Confluent Capital Limited
翔盈资本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Confluent Capital Limited (翔盈资本有限公司), a Hong Kong-based licensed corporation with CE reference BPI884. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2020-08-13.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2020-08-13 | 2021-09-23 |
| Type 9 — Asset management | 2020-08-13 | 2021-09-23 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tony Siu Tung Tsang 曾兆東 | RO 4, 9 | 2020-08 | 2021-06 |
| Charles Yau Kung Wong 黃友恭 | RO 4, 9 | 2020-08 | 2020-10 |
| Ningxin Zhang 張宁昕 | RO 4, 9 Rep 4, 9 | 2020-10 | 2021-04 |
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