Ningxin Zhang
張宁昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ningxin Zhang (張宁昕), a licensed former licensee with CE reference BHH212. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Confluent Capital Limited 翔盈资本有限公司 |
RO | Type 4 — Advising on securities | 2020-12-24 | 2021-04-23 |
| Confluent Capital Limited 翔盈资本有限公司 |
RO | Type 9 — Asset management | 2020-12-24 | 2021-04-23 |
| Confluent Capital Limited 翔盈资本有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-15 | 2020-12-24 |
| Confluent Capital Limited 翔盈资本有限公司 |
Rep | Type 9 — Asset management | 2020-10-15 | 2020-12-24 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-01 | 2020-06-24 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-04 | 2020-06-24 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-12 | 2019-08-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2016-04-12 | 2019-03-20 |