Chun Yip Chan
陳俊業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yip Chan (陳俊業), a licensed Responsible Officer with CE reference AUO102. Currently licensed at 1 firm(s): WealthTac Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-30 | present |
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-30 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-02 | 2022-11-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-02 | 2022-11-17 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2022-11-02 | 2022-11-17 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-21 | 2022-11-17 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-07 | 2022-11-17 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-07 | 2022-11-17 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-06 | 2022-07-21 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-06 | 2022-03-07 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-06 | 2022-03-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2010-07-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-21 | 2010-07-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-01-21 | 2010-07-01 |