Wai Tat Luk
陸偉達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tat Luk (陸偉達), a licensed former licensee with CE reference AUP822. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-07 | 2022-06-30 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-24 | 2022-06-30 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-01-29 | 2021-07-26 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-03-30 | 2021-01-29 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-17 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-09 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-14 | 2020-01-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-14 | 2018-11-22 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-14 | 2018-11-22 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-14 | 2015-07-13 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-14 | 2015-07-13 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-08 | 2011-12-03 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-08 | 2011-12-03 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-28 | 2011-04-21 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-28 | 2011-04-21 |