Ivy Kang Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Kang Kim ( ), a licensed former licensee with CE reference AUQ300. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-18 | 2019-11-14 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-23 | 2016-01-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-03 | 2014-05-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-03 | 2014-05-15 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-17 | 2011-04-01 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-17 | 2011-04-01 |