Donald Edward Lacey Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donald Edward Lacey Jr ( ), a licensed former licensee with CE reference AUQ978. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Voyager Fund (HK) Company Limited 全球領航基金香港有限公司 |
RO | Type 4 — Advising on securities | 2021-04-12 | 2023-10-01 |
| Global Voyager Fund (HK) Company Limited 全球領航基金香港有限公司 |
RO | Type 9 — Asset management | 2021-04-12 | 2023-10-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-08 | 2017-11-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-02-08 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-02-08 | 2017-11-05 |