Yunpeng Ma
馬云鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunpeng Ma (馬云鵬), a licensed former licensee with CE reference AUR465. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capella Capital Limited 奕卓資本有限公司 |
RO | Type 9 — Asset management | 2025-02-07 | 2026-02-04 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-29 | 2023-09-25 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-29 | 2023-09-25 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-22 | 2020-09-20 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-02-22 | 2020-09-20 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-11 | 2017-11-30 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-11 | 2017-11-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-17 | 2015-09-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-09 | 2014-09-12 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-08 | 2014-09-12 |