Sheung Yuen Lau
劉湘婉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Yuen Lau (劉湘婉), a licensed former licensee with CE reference AUR615. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-13 | 2012-10-31 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-13 | 2012-10-31 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-08 | 2012-07-09 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-02-08 | 2012-07-09 |