Peng (SFC:AUS211) Zhou
周鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:AUS211) Zhou (周鵬), a licensed former licensee with CE reference AUS211. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-08-13 | 2023-06-07 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-06-17 | 2020-08-13 |
| China Enterprise Capital Company Limited 華業金控資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-28 | 2020-05-11 |
| Green Capital Limited 綠色資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-05 | 2018-05-04 |
| Green Capital Limited 綠色資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-08 | 2017-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2014-06-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-12 | 2010-03-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-12 | 2010-03-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-02-12 | 2010-03-22 |