Ben Man Yip Kwong
鄺敏業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ben Man Yip Kwong (鄺敏業), a licensed former licensee with CE reference AUS297. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2021-07-09 | 2021-12-23 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-08 | 2020-05-29 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-08 | 2020-05-29 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-27 | 2016-07-03 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-27 | 2016-07-03 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-27 | 2016-07-03 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-18 | 2014-02-07 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-18 | 2014-02-07 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-08 | 2013-01-04 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-08 | 2013-01-04 |