Soo Jin Park
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Jin Park ( ), a licensed former licensee with CE reference AUT784. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2019-01-17 | 2022-11-30 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2019-01-17 | 2022-11-30 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-02-29 | 2018-12-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-07 | 2018-12-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-07 | 2018-12-07 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-17 | 2015-02-04 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-17 | 2015-02-04 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-15 | 2013-12-31 |